- Compliance Advice Manager – Wholesale and Commercial Conduct based in London/Swindon
- Competitive salary + Company Car and benefits.
Financial conduct regulation across Europe and the UK continues to develop at an increasingly fast pace as regulators seek to increase their ability to provide oversight and challenge to the financial services industry.
In response to this change financial services firms need to be able to react quickly and take decisive action to continue to maintain compliance with the new rules and guidelines. Regulators expect firms to interpret and apply these regulations and guidelines appropriately to support strong market behaviour and wholesale conduct activities